Do you need a California HR compliance checklist in 2026 and 2027?
October 5, 2026
Yes, from your first employee. But a checklist you fill out once goes stale by January. What has to happen every year, at every hire, and what changed for 2026.
By McKinley Malbrough III, J.D., MS-HRM
Published October 22, 2026. Last updated October 23, 2026.

Short answer
Labor Code 6401.9 requires a violent incident log entry for every workplace violence incident, with nine required items and no personal identifying information. Keep the log, investigation records and hazard records for at least five years, and training records for at least one year.
A California workplace violence incident log is the written record that Labor Code section 6401.9 requires an employer to keep for every workplace violence incident, whether or not anyone is hurt. Each entry has nine required items, it may not contain information that identifies anyone involved, and the log must be kept for at least five years. This page covers the paper trail that follows a plan. For the plan itself, see my guide on whether your business needs a workplace violence prevention plan.
A workplace violence incident log, which the statute calls the violent incident log, is a running record of every act or threat of violence at a place of employment. It is separate from the written plan and separate from an injury log, and it has to exist whenever the plan does. I read the statute at leginfo.legislature.ca.gov on October 22, 2026, and every requirement below comes from that text.
Three rules shape how you fill it in. The employer must record an entry for every incident. The entry must be based on information from the employees who experienced the violence, witness statements and investigation findings. And the log must be reviewed during the periodic reviews of the plan, which the statute requires at least annually, when a deficiency appears and after a workplace violence incident. At a multiemployer worksite, the employer whose employees experienced the incident records it and gives a copy of the log to the controlling employer.
Each entry must include the date, time and location of the incident, plus eight more items the statute lists. Here is the full set, in the statute’s order:

The statute’s lists use the phrase “including, but not limited to” for the circumstances and incident types, so a form with more checkboxes than the minimum is fine. A form with fewer is not. Build your template from this list and you will not miss a field.
Employees and their representatives can ask to see the log, and the employer must give them a copy at no cost within 15 calendar days of the request. The log itself must omit any personal identifying information sufficient to identify a person involved, including a name, address, email address, telephone number, Social Security number, or other information that, alone or combined with publicly available information, reveals who the person is.
Two details trip employers up. First, the privacy rule covers every person involved, not just the victim. A description that says “the cashier from the Tuesday closing shift” may identify someone in a ten-person store, so describe roles and circumstances in general terms. Second, incident investigation records carry a separate restriction: they may not contain “medical information,” as Civil Code section 56.05 defines it. The employee access sentence in the statute names the hazard records, training records and the log. Investigation records are listed separately, and the statute makes all required records available to Cal/OSHA on request for examination and copying.
Keep the incident log, investigation records and hazard records for at least five years, and training records for at least one year. The statute sets these as minimums, so keeping a record longer does not violate it. This is the retention schedule, quoted from subdivision (f):
| Record | Minimum retention | What the statute says it must include |
|---|---|---|
| Violent incident log | 5 years | The nine items above, with personal identifying information omitted |
| Incident investigation records | 5 years | No “medical information” |
| Hazard identification, evaluation and correction records | 5 years | Created and maintained for each hazard |
| Training records | 1 year | Training dates, contents or a summary, names and qualifications of the trainers, and names and job titles of everyone who attended |
My practical rule is to keep training records on the same five-year schedule as the log. Two reasons: the plan has to be reviewed against incidents over time, and a gap between a five-year log and a one-year training file makes it hard to show that the people involved in an old incident had been trained. That is a habit I recommend, not a statutory requirement. Pair it with a yearly HR audit so the records stay current, and keep the annual training itself on the same calendar as your harassment prevention training if that helps your team remember it.
An incident belongs in the log when it is an act or threat of violence at a place of employment, even if no one was injured. The statute defines workplace violence as any act of violence or threat of violence that occurs in a place of employment, and it names several examples.

The statute excludes lawful acts of self-defense or defense of others. When a case is unclear, I log it. A short entry on a borderline event costs minutes, while a missing entry on an event that turns out to matter costs far more. Threats that arrive by text or social media count, so check where your team receives them. The same record protects anyone who reports an event, which ties to your retaliation exposure, because the plan must prohibit retaliation against an employee who reports workplace violence.
Cal/OSHA can ask for any of these records, and the statute gives a reviewer concrete things to test. It enforces the section by issuing a citation and a notice of civil penalty, which an employer can appeal to the appeals board. I have not seen Cal/OSHA publish an inspector checklist for these records, so treat the list below as what the statute makes checkable, not as a statement of inspection practice.
Cal/OSHA also publishes fact sheets, a fillable written plan and frequently asked questions on its workplace violence prevention page, which I read on October 22, 2026. The same page says the Standards Board must adopt a general industry standard no later than December 31, 2026. I track the draft in my post on the draft standard. The log requirement above is in force today, so build the log now. If you want someone to compare your plan, log and training file against the statute, my compliance checkup does that, and the California HR compliance checklist shows where this sits among your other requirements. I am not an attorney, and this is not legal advice.
McKinley holds a J.D. but is not a licensed attorney. Articles here are general information, not legal advice. For your specific situation, talk with an employment attorney.
Data current as of October 2026. Sources are linked where each figure appears.
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This article is general information, not legal advice. Laws change and every situation is different; for advice on yours, talk with an employment attorney.
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